How signposting can help control the length of your suitability reports
Kate Wells - 20th June 2017
Learn how you can easily signpost to third party documents within Genovo to help control the length of your suitability reports.
Read more >Rory Percival: What you should and shouldn’t be including in your suitability reports
Ed Evans - 23rd July 2015
You’ve probably noticed of late that Rory Percival, FCA Technical Specialist, appears to have been on a one-man mission to dispel some of the myths that have grown up surrounding suitability reports, and provide some much needed guidance on what should and shouldn’t be included within them….
Read more >Do you need to include other products considered but discounted in your suitability reports?
Ed Evans - 1st June 2015
Whether suitability reports should include a summary of all possible products that could in theory have met the client’s objectives together with the reasons why they were not recommended has been hotly debated amongst advisers, paraplanners and compliance officers for many years now.
Read more >Client Objectives in Suitability Reports: What the FCA Expects of You
Ed Evans - 24th February 2015
The importance of including personalised objectives in your suitability reports and why you shouldn’t rely on generic, stock statements that frequently remain unchanged.
Read more >FCA Suitability Report Guidance: What does the regulator expect from you? Part II
Ed Evans - 3rd December 2014
The FCA has recently updated their Suitability Report Factsheet. This factsheet is essential reading for individuals who prepare suitability reports and / or monitor the quality of suitability reports prepared by others.
Read more >FCA Suitability Report Guidance: What does the regulator expect from you? Part I
Ed Evans - 19th November 2014
The FCA has recently updated their Suitability Report Factsheet. This factsheet is essential reading for individuals who prepare suitability reports and / or monitor the quality of suitability reports prepared by others.
Read more >What is the difference between a disadvantage and a risk warning?
Ed Evans - 15th October 2014
The regulator expects you to give equal weighting to the upsides and downsides of your recommendations. Therefore you must include both disadvantages and risk warnings in your suitability reports.
Read more >Projection of benefits or reduction in yield
Ed Evans - 3rd September 2014
It is a key requirement of replacement business to provide a clear and accurate comparison of charges in a manner that is easy to understand.
Read more >Full or Limited Advice and the FCA’s expectations of you
Ed Evans - 6th August 2014
A summary of the FCA’s expections of a full or limited advice service and their impact on financial adviser’s suitability reports.
Read more >The importance of grammar in your suitability reports
Ed Evans - 16th July 2014
Why it’s important to pay particular attention to grammar in your suitability reports, as well as all other business communications.
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